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Lucy Chan joined the firm in 1987 and is Senior Associate and Manager of Compliance. In this role, her duties include the review of all new and existing client documentation, oversight in the coding of client restrictions within the portfolio accounting systems, review of the firm's trading, review of RFPs and RFIs and the maintenance of the firm’s Manual of Policies and Procedures.

Lucy began her career as administrative assistant. Over the years, she has performed various important duties at the firm, including the supervision of the presentation material for the Montreal office, review of the daily pricing from external sources and processing of corporate actions.